Category Archives: Compliance

MIFID II – Can RegTech Benefits Be Ignored?

MiFID II, which came into effect January 2018, presented a significant challenge for regulated firms to first understand, and then address. It was yet another example of increasingly complex regulatory and compliance requirements continuing to impact their bottom line. This presented an opportunity for compliance consultancies to offer technology driven solutions and services. One such consultancy,...
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GRC Practitioners and the Cloud

Last week, a Cloud-based pilot Compliance Evaluation project was put on hold by a potential client because their IT Department is due to install new servers, and they don’t want to engage with new systems until the process is complete. Once again, advances in technology seem to have completely bypassed both the potential client and its...
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Technology Impact on GRC Consulting

Amy-Baj-Forbes-DellWorld-PostTechnology, the harbinger of change Successive waves of technology advances that have fundamentally affected the way in which many traditional service industries operate in the 21st century, are starting to impact the GRC Consulting industry. Since the late 1990’s, the brick-and-mortar establishments of industries such as Travel Agents...
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