We use our Metior technology by configuring or enhancing its purpose-built modules to build RegTech solutions for compliance and regulatory consulting firms.
Solutions can plug into the Metior Hub and be configured to include regulatory and compliance requirements or rules for data audit, transaction reporting and submissions. Functions that can be built include:
Compliance Management: planning & organisation, monitoring, assurance
Regulatory Updates & Review: new requirements, client profiling, communication, tasks
Event Management: incident & breach management, complaints, integrated workflow
Employee Compliance: registers, PA dealing, promotions, complaints, integrated workflow
Client Onboarding & Management: due diligence, 3rd party vetting, workflow
Data Audit: acquisition, formatting, rules application, validation
Data Submission: rules engine, submission & response management
Document Library: policy management, client templates, policies & procedures
Integration: 3rd party solutions, APIs, import & export